KB
CFP
KB
CFP

Kelly Lynn Baumbach

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingDivorce PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
27 advisors
Number of Clients
771 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$4.4B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and subject to various objective and subjective factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4807 Innovate Lane, Madison, WI, 53718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kelly spends most of her time (95%) on advisory services through Baker Tilly Capital, LLC and Baker Tilly Wealth Management, LLC. She also has several passive investments and owns a holding company for short-term rentals, and is an insurance agent since June 2023.

Employment History
Current Registrations
Baker Tilly Wealth Management, LLC
July 2021 - Present · 4 yrs 7 mos
Baker Tilly Capital, LLCBroker
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wealthspire Advisors
January 2021 - January 2021 · 0 mos
Wealthspire Capital, LLCBroker
March 2016 - June 2020 · 4 yrs 3 mos
Wealthspire Advisors
June 2013 - December 2020 · 7 yrs 6 mos
Baker Tilly Capital, LLCBroker
May 2002 - August 2016 · 14 yrs 3 mos
United Planners' Financial Services of America a Limited PartnerBroker
October 2001 - December 2001 · 2 mos
Baker Tilly Investment Advisors
October 2000 - July 2013 · 12 yrs 9 mos
Banc One Securities CorporationBroker
September 1999 - February 2000 · 5 mos
State Registrations6 states
CAILMNTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.