John Heldman
John Heldman is a CFA-designated registered investment advisor at Triad Investment Management, LLC, based in Laguna Niguel, CA, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.5M | 1.50% |
| $2.5M - $5.0M | 1.30% |
| $5M+ | 1.10% |
Some accounts are under different fee schedules honoring prior agreements. Standard fee schedules may be negotiable based on a number of factors. Triad also waives advisory fees for Triad employee and related accounts.
Fee Estimator
Location
Laguna Niguel, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Triad Investment Management, LLC
Previous Registrations
Neuberger Berman, LLC
Deutsche Investment Management Americas INC.
State Registrations2 states
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