Brian Edward Gardiner

CFP

Vanderbilt Advisory Services

25 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Vanderbilt Advisory Services

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

155 advisors

Number of Clients

6,466 clients

Average Client Portfolio

$251K average

Assets Under Management

$1.6B

Fee Structure

Minimum Annual Fee:$90

Location

125 Froehlich Farm Blvd., Woodbury, NY, 11797

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2025

Pending

Employment Separation After Allegations

December 2011

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Brian is involved in several outside business activities, including insurance sales, real estate rental properties, estate planning, and tax preparation. He dedicates a few hours per week to insurance sales and rental properties, about 10% of his time to estate planning, and about a quarter of his time to tax preparation.