DP
ChFC
DP
ChFC

Dana Seth Preis

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingEducation PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
2,822 clients
Average Client Portfolio
$679K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$10K
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Location

2150 Post Road, Suite 201, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dana sells non-variable insurance products, including life, health, disability, LTC, and fixed annuities, dedicating minimal time to this. Dana also works as an investment advisor representative (IAR) through Moneco Advisors, spending full-time hours on this activity.

Employment History
Current Registrations
Moneco Advisors
November 2014 - Present · 11 yrs 3 mos
LPL Financial LLC
July 2009 - Present · 16 yrs 7 mos
LPL Financial LLCBroker
July 2009 - Present · 16 yrs 7 mos
Previous Registrations
Northeast Planning Associates, INC.
March 2013 - October 2014 · 1 yr 7 mos
LPL Financial LLC
July 2009 - October 2015 · 6 yrs 3 mos
MML Investors Services, INC.
May 2003 - July 2009 · 6 yrs 2 mos
MML Investors Services, INC.Broker
September 1999 - July 2009 · 9 yrs 10 mos
State Registrations8 states
CACTFLMAMENCNJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Dana Seth Preis - Financial Advisor | TrueAdvisor