TrueAdvisor
TrueAdvisor
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Benjamin John Ludwig

City National Rochdale
24 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
City National Rochdale
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
16,838 clients
Average Client Portfolio
$4.0M average
Assets Under Management
$68.2B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

Schweksville, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cnr Securities, LLC
April 2014 - Present · 11 yrs 10 mos
City National Rochdale
April 2014 - Present · 11 yrs 10 mos
Cnr Securities, LLCBroker
April 2014 - Present · 11 yrs 10 mos
Previous Registrations
Lockwood Advisors INC
July 2006 - March 2014 · 7 yrs 8 mos
Pershing LLCBroker
May 2005 - March 2014 · 8 yrs 10 mos
Sei Investments Distribution CO.Broker
March 2002 - November 2004 · 2 yrs 8 mos
Vanguard Marketing CorporationBroker
September 1999 - May 2001 · 1 yr 8 mos
State Registrations33 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.