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Alan Thomas Mcclain

25 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Minimum Investment:$2.5K
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Location

1177 West Loop South - Suite #1610, Houston, TX, 77008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is a member of CHHSZ Holdings, LLC, the sole owner of Prime Capital Investment Advisors, LLC, spending minimal time on this activity. Alan also works as an insurance agent, dedicating a few hours per week to the sale and service of fixed insurance products.

Employment History
Current Registrations
Prime Capital Financial
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Mercer Allied Company, L.P.Broker
September 2020 - October 2023 · 3 yrs 1 mo
Goldman Sachs & CO. LLCBroker
September 2020 - October 2023 · 3 yrs 1 mo
Cetera Advisor Networks LLCBroker
November 2017 - August 2020 · 2 yrs 9 mos
Girard Securities, INC.
November 2010 - December 2014 · 4 yrs 1 mo
Girard Securities, INC.Broker
April 2010 - November 2017 · 7 yrs 7 mos
Girard Securities, INC.
April 2010 - September 2010 · 5 mos
Goldman Sachs Personal Financial Management
February 2006 - October 2023 · 17 yrs 8 mos
United Capital Investment Advisers, INC
February 2006 - December 2006 · 10 mos
Financial Synergies Advisory, LTD.
November 2005 - April 2006 · 5 mos
Third Coast Securities, LLC.Broker
July 2002 - July 2003 · 1 yr
Stabil Capital Management, INC.
March 2001 - May 2006 · 5 yrs 2 mos
The (wilson) Williams Financial GroupBroker
April 2000 - April 2002 · 2 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.