James Ryan Moore

Ascensus Investment Advisors, LLC

17 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Ascensus Investment Advisors, LLC

Compensation

Fee-Only (AUM)

Firm Size

37 advisors

Number of Clients

27 clients

Average Client Portfolio

$431.5M average

Assets Under Management

$11.6B

Fee Structure

Financial Planning:Investment management only

Location

95 Wells Avenue, Suite 160, Newton, MA, 02459

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Ascensus Investment Advisors, LLC

March 2024 - Present · 1 yr 11 mos

Ascensus Broker Dealer Services, LLC

March 2024 - Present · 1 yr 11 mos

Ascensus Broker Dealer Services, LLCBroker

March 2024 - Present · 1 yr 11 mos

Previous Registrations

Tandem Wealth Advisors

November 2023 - February 2024 · 3 mos

Benetic Markets LLCBroker

December 2022 - February 2023 · 2 mos

Prudential Investment Management Services LLCBroker

July 2021 - April 2022 · 9 mos

MML Distributors, LLCBroker

March 2016 - December 2020 · 4 yrs 9 mos

CUNA Brokerage Services, INC.Broker

November 2013 - September 2015 · 1 yr 10 mos

Dws Investments Distributors, INCBroker

February 2012 - January 2013 · 11 mos

Oppenheimerfunds Distributor, INC.Broker

May 2008 - February 2012 · 3 yrs 9 mos

Mutual of America Life Insurance CompanyBroker

October 2004 - January 2008 · 3 yrs 3 mos

Mutual of America Securities CorporationBroker

October 2004 - January 2008 · 3 yrs 3 mos

State Registrations16 states

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AdvisorBroker

Exams

No exam information available for this advisor.