TrueAdvisor
TrueAdvisor
MB
CFP
MB
CFP

Michael Shea Behner

Nautilus Advisors LLC
24 Years of Experience
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Nautilus Advisors LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
247 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$267.6M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $10.0M0.90%
$10M+0.90%

Fees are negotiable for accounts over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

888 Prospect St., Suite 200, La Jolla, CA, 92037

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Denied
Customer Dispute
January 2010
Denied
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael sells individual and group health insurance.

Employment History
Current Registrations
Nautilus Advisors LLC
September 2010 - Present · 15 yrs 5 mos
Previous Registrations
New England Securities Corporation
March 2005 - September 2010 · 5 yrs 6 mos
Citicorp Investment Services
October 2003 - February 2005 · 1 yr 4 mos
Prudential Securities Incorporated
May 2000 - February 2003 · 2 yrs 9 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.