Steven Lewit is a registered investment advisor at Sgl Financial, LLC, based in Buffalo Grove, IL, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 1,136 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The maximum advisory fee is 1.50%. SGL Advisers are allowed to lower this fee as they see fit subject to a minimum fee that is set by SGL and the selected third-party money manager.
Fee Estimator
Location
1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089
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Regulatory History (3)
Regulatory
May 2008Employment Separation After Allegations
March 2008Investigation
March 2008Other Business ActivitiesSells Insurance
Steven sells fixed insurance and equity indexed annuities through Tarkenton Financial LLC and J. G. Wentworth's annuity purchase program. He is also the CEO of Wealth-N, Inc.
Employment History
Current Registrations
Sgl Financial, LLC
Previous Registrations
Kcd Financial, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Royal Alliance Associates, INC.Broker
Nsa Securities CorporationBroker
Intersecurities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.