Anthony Leo Guerdet

Nuveen Asset Management, LLC

25 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Nuveen Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

262 advisors

Number of Clients

71,370 clients

Average Client Portfolio

$3.6M average

Assets Under Management

$259.9B

Fee Structure

Financial Planning:Investment management only

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Anthony owns 80 acres of farmland, which he rents out. This real estate activity is not investment-related and takes minimal time.

Employment History

Current Registrations

Nuveen Asset Management, LLC

September 2011 - Present · 14 yrs 5 mos

Nuveen Securities, LLCBroker

February 2007 - Present · 19 yrs

Previous Registrations

Nuveen Fund Advisors, INC.

February 2007 - September 2011 · 4 yrs 7 mos

Fifth Third Securities, INC.

September 2006 - January 2007 · 4 mos

Fifth Third Securities, INC.Broker

September 2006 - January 2007 · 4 mos

Merrill Lynch Pierce Fenner & Smith INC.

September 2000 - September 2006 · 6 yrs

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

August 2000 - September 2006 · 6 yrs 1 mo

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.