Bryan Hicks

Hilltop Securities INC.

25 Years of Experience

Broker

View SEC Summary

Areas of Practice

Alternative Investments

Hilltop Securities INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

174 advisors

Number of Clients

2,241 clients

Average Client Portfolio

$1.0M average

Assets Under Management

$2.3B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

70 Northeast Loop 410, Suite 750, San Antonio, TX, 78216

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hilltop Securities INC.

March 2024 - Present · 1 yr 11 mos

Hilltop Securities INC.Broker

March 2024 - Present · 1 yr 11 mos

Previous Registrations

Edward Jones

April 2022 - February 2024 · 1 yr 10 mos

Edward JonesBroker

April 2022 - February 2024 · 1 yr 10 mos

Charles Schwab & CO., INC.

December 2009 - May 2022 · 12 yrs 5 mos

Charles Schwab & CO., INC.Broker

December 2009 - May 2022 · 12 yrs 5 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

October 2009 - November 2009 · 1 mo

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

October 2009 - November 2009 · 1 mo

Banc of America Investment Services, INC.Broker

September 2008 - October 2009 · 1 yr 1 mo

Banc of America Investment Services, INC.

September 2008 - October 2009 · 1 yr 1 mo

Countrywide Investment Services, INC.

January 2008 - September 2008 · 8 mos

Countrywide Investment Services, INC.Broker

May 2007 - September 2008 · 1 yr 4 mos

A. G. Edwards & Sons, INC.

July 2005 - May 2007 · 1 yr 10 mos

A. G. Edwards & Sons, INC.Broker

July 2005 - May 2007 · 1 yr 10 mos

Strategic Advisers, INC.

June 2004 - March 2005 · 9 mos

Fidelity Brokerage Services LLCBroker

April 2001 - March 2005 · 3 yrs 11 mos

AmeritradeBroker

July 1999 - February 2001 · 1 yr 7 mos

State Registrations11 states

AZCOFLILKYNYOHOKTNTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.