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Brian David Fleming

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
116 advisors
Number of Clients
14,027 clients
Average Client Portfolio
$446K average
Assets Under Management
$6.3B

Fee Structure

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Location

307 N. Nokomos Street, Suite 112, Alexandria, MN, 56308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an insurance agent selling fixed insurance products through Focus Financial Network Inc., dedicating about 10-20% of his time. He also owns rental property, is a board member for multiple organizations, and receives trail commissions from fixed insurance products.

Employment History
Current Registrations
Focus Financial
January 2014 - Present · 12 yrs 1 mo
Osaic Wealth, INC.Broker
November 2012 - Present · 13 yrs 3 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
January 2005 - November 2012 · 7 yrs 10 mos
Pruco Securities, LLC.Broker
July 1999 - January 2005 · 5 yrs 6 mos
State Registrations22 states
AZCACODCFLGAHIIAILKSMAMDMNMONDNENHNMNYSDTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian David Fleming - Financial Advisor | TrueAdvisor