CD
CD

Christopher Drawbaugh

26 Years of Experience
Broker

Christopher Drawbaugh is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Hagerstown, MD, with 26 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17,372 clients with $7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
17,372 clients
Average Client Portfolio
$405K average
Assets Under Management
$7.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

B. Riley Wealth Advisors offers investment management through various programs. The Advisor-as-Portfolio Manager (APM) program allows your advisor to manage your account, potentially using outside managers. You'll pay an annual fee based on the value of your portfolio, which is negotiable up to a maximum. Transaction fees may be included or billed separately.

Third-Party Managed Programs are also available, utilizing the Envestnet platform. These programs also charge an annual fee based on the value of your portfolio, not exceeding 2.75%, which is negotiable. These programs may also be wrap fee programs.

Other third-party managed programs are available through Brinker, SEI, and AssetMark, with minimums starting at $500,000 for Brinker.

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Location

18706 Crestwood Drive, Hagerstown, MD, 21742

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher operates under the DBA Bastion Financial Group, dedicating nearly full-time hours to this activity. He is also an owner/managing member of Beverly Court LLC, a commercial real estate investment, and an owner of Drawbaugh Development LLC, which owns real estate, dedicating minimal time and a few hours per week respectively.

Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
August 2022 - Present · 3 yrs 8 mos
B. Riley Wealth ManagementBroker
August 2009 - Present · 16 yrs 8 mos
Previous Registrations
B Riley Wealth Management
August 2009 - December 2022 · 13 yrs 4 mos
RBC Capital Markets CorporationBroker
March 2009 - August 2009 · 5 mos
RBC Capital Markets Corporation
March 2009 - August 2009 · 5 mos
Ferris, Baker Watts, LLC
March 2002 - March 2009 · 7 yrs
Ferris, Baker Watts, LLCBroker
November 2001 - March 2009 · 7 yrs 4 mos
Morgan Stanley Dw INC.Broker
July 1999 - November 2001 · 2 yrs 4 mos
State Registrations12 states
ALCADCDEFLMDMINCPASCVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.