Jorge Maldonado is a registered investment advisor at Fsam LLC, based in Guaynabo, PR, with 20 years of industry experience. Jorge operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 165 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
165 clients
Average Client Portfolio
$684K average
Assets Under Management
$112.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.35% |
| $1.0M - $2.0M | 1.10% |
| $2M+ | 1.00% |
Annual fees in international advisory accounts may range up to 2%. All fees are negotiable between the client and FSAM.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (6)
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Customer Dispute
July 2020Withdrawn
Customer Dispute
June 2019Settled
Customer Dispute
April 2019Settled
Customer Dispute
December 2017Settled
Customer Dispute
July 2016Settled
Customer Dispute
July 2014Settled
Employment History
Current Registrations
Fsam LLC
January 2024 - Present · 2 yrs 3 mos
First Southern, LLCBroker
December 2023 - Present · 2 yrs 4 mos
Previous Registrations
Fsam LLC
December 2023 - January 2024 · 1 mo
Herbert J. Sims Capital Management, INC.
July 2016 - December 2023 · 7 yrs 5 mos
Herbert J. Sims & CO, INC.Broker
May 2014 - December 2023 · 9 yrs 7 mos
Rd Capital Group, INC.Broker
February 2013 - May 2014 · 1 yr 3 mos
Ofs Securities, INC.Broker
February 2012 - February 2013 · 1 yr
Oriental Financial Services CORP.Broker
March 2011 - February 2012 · 11 mos
UBS Financial Services Incorporated of Puerto RicoBroker
October 2005 - March 2011 · 5 yrs 5 mos
UBS Financial Services INC.Broker
October 2005 - March 2011 · 5 yrs 5 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.