KS
KS

Kimberly Sullivan

24 Years of Experience
Purchase, NY

Kimberly Sullivan is a registered investment advisor at Otr Global LLC, based in Purchase, NY, with 24 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 150 clients.

Compensation
Fixed/Hourly
Firm Size
9 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

1 Manhattanville Road, Suite 105, Purchase, NY, 10577

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Otr Global LLC
October 2003 - Present · 22 yrs 6 mos
Previous Registrations
Otr Global Trading LLCBroker
May 2006 - May 2023 · 17 yrs
Ota LLCBroker
January 2002 - December 2008 · 6 yrs 11 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kimberly Sullivan - Financial Advisor | TrueAdvisor