Lori Hodge is a registered investment advisor at Aurora Private Wealth, INC., based in Rockaway, NJ, with 26 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,843 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aurora Private Wealth's fees for investment management are typically based on a percentage of the assets they manage, ranging from 0.25% to 2.95% per year. The specific fee is determined by the advisor, considering factors like the complexity of your situation, the amount you invest, and the portfolio style. The fee is charged quarterly or monthly in advance, based on the market value of your investments. Fixed fees may be charged for model portfolio management, as negotiated on a case-by-case basis.
Location
100 Enterprise Drive, Suite 504, Rockaway, NJ, 07866
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lori is a partner/owner at Lori A. Hodge, CPA & Assoc., PC, focusing on tax preparation and review, spending about half her time. She is also an IAR & RR at Harper & Hodge, dedicating about two-thirds of her time to sales, administration, and client meetings, and is the treasurer for Daniel R and Lori A Hodge, PC. Finally, Lori is an insurance producer for various insurance companies, dedicating a few hours per week, and a member of Kaymeg LLC, which owns rental property.
Employment History
Current Registrations
Aurora Private Wealth, INC.
Comprehensive Capital Management, INC.
Apw Capital, INC.Broker
Previous Registrations
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Blue Vase Securities, LLC
Blue Vase Securities, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.