AE
AE

Albert C Erni

24 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
559 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

KIS’s program fees are negotiable in KIS’s sole and absolute discretion, with fees never exceeding with the Program Fee schedule detailed above. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$130
Loading...

Location

1930 Niagara Falls Blvd, Tonawanda, NY, 14150

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Albert is a board member for Child & Family Services, dedicating minimal time. He also manages commercial vacant land and landscaping through ERNI Properties, LLC, and holds copyrights and operates a recording studio through Wall Street Sound, both requiring minimal time.

Employment History
Current Registrations
Key Investment Services LLC
March 2021 - Present · 4 yrs 11 mos
Key Investment Services LLCBroker
April 2017 - Present · 8 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
January 2013 - September 2016 · 3 yrs 8 mos
Morgan Stanley
January 2013 - September 2016 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - October 2012 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2009 - October 2012 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2008 - January 2009 · 2 mos
M&t Securities, INC.Broker
July 2006 - April 2008 · 1 yr 9 mos
Citicorp Investment ServicesBroker
September 1999 - July 2006 · 6 yrs 10 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.