AB
AB

Aaron M. Bates

26 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
477 advisors
Number of Clients
26,445 clients
Average Client Portfolio
$26.8M average
Assets Under Management
$709.2B

Fee Structure

Minimum Investment:$1M
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Location

53 State Street, 21st Floor, Boston, MA, 02109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron serves on the Board of Directors for StoryCorps, a non-profit organization focused on preserving and sharing humanity's stories. This activity is not investment-related.

Employment History
Current Registrations
Alliancebernstein L.P.
July 2009 - Present · 16 yrs 7 mos
Sanford C. Bernstein & CO., LLC
December 2000 - Present · 25 yrs 2 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - Present · 25 yrs 2 mos
Previous Registrations
Sanford C. Bernstein & CO., INC.Broker
May 1999 - December 2000 · 1 yr 7 mos
State Registrations34 states
AZCACOCTDCDEFLHIILINLAMAMDMEMNMTNCNHNJNMNVNYOHORPARISDTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.