CY
CY

Catherine Bernice Young

25 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingEducation PlanningInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
3,118 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.00%

Fees are 1.00% annually on the average daily market value of the assets held in the portfolio, payable quarterly, in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2222 South Utica Place, Suite 300, Tulsa, OK, 74114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine owns rental properties in Tulsa, OK, since 2014 and spends minimal time collecting rent. This activity is not investment-related.

Employment History
Current Registrations
Capital Advisors, INC.
October 2014 - Present · 11 yrs 4 mos
Previous Registrations
Quasar Distributors, LLCBroker
January 2018 - December 2018 · 11 mos
Minshall & Company INC.Broker
October 2014 - October 2017 · 3 yrs
Charles Schwab & CO., INC.Broker
October 2010 - August 2014 · 3 yrs 10 mos
Charles Schwab & CO., INC.
October 2010 - August 2014 · 3 yrs 10 mos
LPL Financial Corporation
March 2009 - November 2009 · 8 mos
LPL Financial CorporationBroker
March 2009 - November 2009 · 8 mos
Multi-Financial Securities Corporation
November 2005 - March 2009 · 3 yrs 4 mos
Multi-Financial Securities CorporationBroker
March 2004 - March 2009 · 5 yrs
Jefferson Pilot Securities CorporationBroker
May 1999 - March 2004 · 4 yrs 10 mos
State Registrations2 states
OKTX
Advisor
Exams
No exam information available for this advisor.