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Aaron Darick Roques

26 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3508 advisors
Number of Clients
401,726 clients
Average Client Portfolio
$491K average
Assets Under Management
$197.4B

Fee Structure

Financial Planning:Investment management only
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Location

170 Green Valley Pkwy Suite 220, [Satellite}, Henderson, NV, 89052

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns 100% of AADR Financial Services, an investment-related business in Henderson, NV, since 2007. He dedicates minimal time to this activity, with no time spent during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors
June 2007 - Present · 18 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2007 - Present · 18 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
June 2003 - June 2007 · 4 yrs
UBS Financial Services INC.Broker
June 2003 - June 2007 · 4 yrs
Prudential Securities Incorporated
December 1999 - June 2003 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
June 1999 - June 2003 · 4 yrs
State Registrations6 states
AZCAFLMDMONV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Darick Roques - Financial Advisor | TrueAdvisor