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Aaron Roques

26 Years of Experience
Broker

Aaron Roques is a registered investment advisor at Wells Fargo Advisors, based in Henderson, NV, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

170 Green Valley Pkwy Suite 220, [Satellite}, Henderson, NV, 89052

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron owns 100% of AADR Financial Services, an investment-related business in Henderson, NV, since 2007. He dedicates minimal time to this activity, with no time spent during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors
June 2007 - Present · 18 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2007 - Present · 18 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
June 2003 - June 2007 · 4 yrs
UBS Financial Services INC.Broker
June 2003 - June 2007 · 4 yrs
Prudential Securities Incorporated
December 1999 - June 2003 · 3 yrs 6 mos
Prudential Securities IncorporatedBroker
June 1999 - June 2003 · 4 yrs
State Registrations6 states
AZCAFLMDMONV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.