AG
AG

Alan Ralph Gort

23 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
982 advisors
Number of Clients
137,534 clients
Average Client Portfolio
$137K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$10K
Financial Planning:Included in AUM fee
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Location

Stevensville, MI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alan is an employee at Executive Tax & Financial Services, focusing on tax preparation, financial planning, and related services, dedicating full-time hours to this role. Alan also owns Serenity Beachhouse Rentals, spending minimal time on repair and maintenance during the off-season.

Employment History
Current Registrations
Lincoln Investment
April 2019 - Present · 6 yrs 10 mos
Lincoln InvestmentBroker
January 2017 - Present · 9 yrs 1 mo
Previous Registrations
Legend Advisory, LLC
January 2011 - October 2019 · 8 yrs 9 mos
Legend Equities CorporationBroker
May 2008 - January 2017 · 8 yrs 8 mos
Paradigm Equities, INC.Broker
October 2002 - May 2008 · 5 yrs 7 mos
State Registrations1 state
MI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.