John Derek Peterson

Highland Associates INC

20 Years of Experience

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Areas of Practice

Investment Management

Highland Associates INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

73 clients

Average Client Portfolio

$275.9M average

Assets Under Management

$20.1B

Fee Structure

Financial Planning:Investment management only

Location

2545 Highland Avenue South, Suite 200, Birmingham, AL, 35205

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Highland Associates INC

January 2019 - Present · 7 yrs 1 mo

Previous Registrations

Regions Investment Management, INC.

January 2008 - October 2018 · 10 yrs 9 mos

Amsouth Asset Management, INC.

April 2005 - January 2008 · 2 yrs 9 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.