James Treadwell
James Treadwell is a CFA-designated registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Athens, GA, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 70,834 clients with $95B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealth Enhancement Advisory Services (WEAS) charges a percentage of your portfolio each year for investment management. The exact fee is negotiable and depends on the complexity of the services, but it will not exceed 2% per year of the value of your portfolio. WEAS may waive or discount fees for employees or relatives of employees of Wealth Enhancement Group, LLC. WEAS may also engage separate management firms to assist in managing your assets. These firms charge a fee for their services, which are in addition to WEAS’ advisory fees.
Location
1550 Timothy Rd, Suite 102, Athens, GA, 30606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the Vice President of The Cancer Foundation, dedicating a few hours per week to providing financial assistance to cancer patients. He also owns JMT3, LLC for investment purposes, spending minimal time on it.
Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
Previous Registrations
Fintrust Brokerage Services, LLCBroker
Silver Oak Securities, IncorporatedBroker
Fintrust Capital Advisors, LLC
American Securities Group, INC.
American Securities Group, INC.Broker
Wachovia Securities, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.