DH
CFP
DH
CFP

Douglas Arthur Hendee

26 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
1,924 clients
Average Client Portfolio
$513K average
Assets Under Management
$986.2M

Fee Structure

Minimum Investment:$10K
Loading...

Location

1703 Monroe Avenue, Rochester, NY, 14618-1487

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas works as a fitness instructor at Midtown Athletic Club since 1999. This activity is not investment related and does not occur during securities trading hours.

Employment History
Current Registrations
Brighton Securities CORP.
June 2024 - Present · 1 yr 8 mos
Brighton Securities CORP.Broker
March 2010 - Present · 15 yrs 11 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - April 2010 · 10 mos
Citigroup Global Markets INC.Broker
April 2005 - June 2009 · 4 yrs 2 mos
Morgan Stanley
December 2002 - April 2005 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
June 1999 - April 2005 · 5 yrs 10 mos
State Registrations19 states
AZCACOCTFLGAILKSMAMDNCNYOHPASCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.