Edward Brooks is a registered investment advisor, based in Mcdonough, GA, with 26 years of industry experience.
Location
1600 Pennsylvania Ave., Mcdonough, GA, 30253
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward receives trailer commissions from independent insurance sales since 1999, but is no longer soliciting business. He also owns Edward R. Brooks, LLC, an accounting and tax preparation business, taking about half of his time.
Employment History
Current Registrations
American Global Wealth Management, INC.Broker
Cape Investment Advisory, INC.
Previous Registrations
Cape Securities INC.Broker
Spc
Sammons Securities Company, LLCBroker
Triad Advisors, INC.
J.T. Stratford Advisors, LLC
Triad Advisors, INC.Broker
Triad Advisors, INC.
American General Securities Incorporated
American General Securities IncorporatedBroker
Washington Square Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.