John Mcauley is a registered investment advisor at Sterling Capital Management LLC, based in Charlotte, NC, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,535 clients with $66B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sterling Capital Management's fees are based on an annual rate applied to the total value of your portfolio. Fixed fees may be set when the amount of work involved is not directly related to the portfolio value. Fees and minimum account sizes may vary or be negotiable depending on various factors. Fees are generally billed quarterly, in advance or arrears. Performance-based fees may be available where applicable by law.
Location
4350 Congress Street, Suite 1000, Charlotte, NC, 28209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is the Head of Intermediary Distribution and Marketing/Managing Director at Sterling Capital Management, LLC since 2011. This is a full-time role during security trading hours.
Employment History
Current Registrations
Sterling Capital Management LLC
Sterling Capital Distributors, LLC
Sterling Capital Distributors, LLCBroker
Previous Registrations
Oak Associates LTD
Alps Distributors, INC.Broker
William Blair & Company L.L.C.
William Blair & Company L.L.C.Broker
Banc of America Capital Management, LLC
Columbia Management Distributors, INC.Broker
Columbia Management Advisors, INC.
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Bacap Distributors, LLC
Bacap Distributors, LLCBroker
Stephens INC.
Stephens INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.