Anne Theresa Garrity

Voya Retirement Advisors, LLC

24 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningInvestment Management

Voya Retirement Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

132 advisors

Number of Clients

6,944 clients

Average Client Portfolio

$4.4M average

Assets Under Management

$30.9B

Fee Structure

Financial Planning:Investment management only

Location

Walnut Creek, CA

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Voya Retirement Advisors, LLC

April 2021 - Present · 4 yrs 10 mos

Voya Financial Advisors, INC.

August 2019 - Present · 6 yrs 6 mos

Voya Financial Advisors, INC.Broker

August 2019 - Present · 6 yrs 6 mos

Previous Registrations

Voya Financial Advisors, INC.

October 2015 - June 2019 · 3 yrs 8 mos

Voya Financial Advisors, INC.Broker

February 2015 - June 2019 · 4 yrs 4 mos

Tiaa-Cref Advice and Planning Services

July 2014 - August 2014 · 1 mo

Tiaa-Cref Individual & Institutional Services, LLCBroker

March 2014 - August 2014 · 5 mos

Citigroup Global Markets INC.Broker

October 2007 - August 2013 · 5 yrs 10 mos

Banc of America Investment Services, INC.Broker

October 2004 - March 2007 · 2 yrs 5 mos

Quick & Reilly, INC.Broker

September 2000 - October 2004 · 4 yrs 1 mo

Fis Securities, INC.Broker

February 2000 - September 2000 · 7 mos

Bankboston Investor Services, INC.Broker

March 1999 - February 2000 · 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.