Donald Roseen is a registered investment advisor at Lake Street, based in Chicago, IL, with 26 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 512 clients with $960M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lake Street charges up to 2% annually for managing your investments. The specific rate is based on the value of your portfolio and is agreed upon in your advisory agreement. Fees are charged monthly, in advance. Lake Street may negotiate a lower fee based on factors like the amount you invest or if you're a long-term client.
Location
128 N. May Street, Floor 2, Chicago, IL, 60607
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Regulatory History (3)
Regulatory
June 2005Regulatory
July 2004Employment Separation After Allegations
April 2003Employment History
Current Registrations
Lake Street
Previous Registrations
United Advisors Services, LLC
Rothschild Investment CorporationBroker
Rothschild Investment Corporation
Banc One Securities Corporation
Banc One Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.