Clifford Brott is a CFP-designated registered investment advisor, based in Dallas, TX, with 54 years of industry experience.
Location
12720 Hillcrest Rd, Suite 910, Dallas, TX, 75230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Clifford is a registered representative with Rhodes Securities, Inc. since April 2020 and an investment advisor representative with Capital Ideas, Inc. since December 2022. He also serves as a director and board member for Network of Community Ministries, a social services organization, dedicating a few hours per week, and is associated with Alliance Financial Holdings LLC.
Employment History
Current Registrations
Rhodes Securities, INC.Broker
Capital Ideas
Previous Registrations
Alliance Financial Group, INC.Broker
Riverstone Wealth Management, INC.Broker
Weber Investment CorporationBroker
Weber, Hall, Sale & Associates, INC.Broker
State Registrations15 states
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