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Thomas Scanlan

24 Years of Experience
BrokerSells Insurance

Thomas Scanlan is a registered investment advisor, based in Fort Lauderdale, FL, with 24 years of industry experience.

Location

200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas works as an agent selling fixed insurance directly with carriers since 2018. He dedicates minimal time to this activity.

Employment History
Current Registrations
Pwa Securities, LLCBroker
March 2023 - Present · 3 yrs 1 mo
Provenance Wealth Advisors
July 2018 - Present · 7 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2015 - August 2023 · 7 yrs 11 mos
Raymond James Financial Services, INC.Broker
September 2015 - August 2023 · 7 yrs 11 mos
Investacorp Advisory Services INC
March 2014 - August 2015 · 1 yr 5 mos
Investacorp, INC.Broker
March 2014 - August 2015 · 1 yr 5 mos
Eagle Strategies LLC
May 2011 - January 2014 · 2 yrs 8 mos
Nylife Securities LLCBroker
March 2005 - January 2014 · 8 yrs 10 mos
Winslow, Evans & Crocker, INC.Broker
May 2004 - December 2004 · 7 mos
Investors Capital CORP.Broker
May 2003 - December 2003 · 7 mos
Metlife Securities INC.Broker
March 2002 - June 2002 · 3 mos
Metropolitan Life Insurance CompanyBroker
March 2002 - June 2002 · 3 mos
Linsco/private Ledger CORP.Broker
August 2000 - March 2002 · 1 yr 7 mos
Tucker Anthony IncorporatedBroker
August 1999 - August 2000 · 1 yr
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.