Dionne Thompson is a registered investment advisor at Capital Investment Advisors, based in Washington D.C., DC, with 22 years of industry experience. Dionne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 427 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CIA provides asset management services through third-party money managers or direct supervision of client portfolios. Fees for asset management range from 1.25% to negotiable. Clients participating in third-party programs are charged fees based on a percentage of their assets, with the highest fee tier typically applying to the first $250,000 of assets. CIA may also assist clients with accounts not under a third-party manager, such as 401(k)s, and may charge a flat fee of $500 for asset allocation and fund research if the client does not have other assets under management.
Location
1000 Potomac Street N.W., Suite 300, Washington D.C., DC, 20007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Investment Advisors
Previous Registrations
Financial Engines Advisors L.L.C.
Ef Legacy Securities, LLCBroker
Edelman Financial Services, LLC
Sanders Morris Harris LLCBroker
Cambridge Investment Research, INC.Broker
Capital Investment Advisors
National Planning CorporationBroker
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
UBS Painewebber INC.Broker
State Registrations2 states
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