KJ
KJ

Keith Jennings

25 Years of Experience
Paducah, KY
BrokerSells Insurance

Keith Jennings is a registered investment advisor at Jennings & Associates Financial Advisors, LLC, based in Paducah, KY, with 25 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 627 clients with $210M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
IM Fee
Planning only
Assets Under Management
$208.4M
Loading...

Location

1920 Broadway Street, Paducah, KY, 42001

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Keith operates Jennings & Associates Financial Advisors, LLC as a DBA for his LPL business and provides investment advisory services through Jennings & Associates Financial Advisors, LLC, spending about a third of his time on this. He also owns rental real estate and sells fixed insurance products, dedicating minimal time to each.

Employment History
Current Registrations
Jennings & Associates Financial Advisors, LLC
December 2023 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
March 2004 - Present · 22 yrs 1 mo
Previous Registrations
LPL Financial LLC
February 2018 - October 2020 · 2 yrs 8 mos
Keystone Financial Group, LLC
August 2016 - December 2023 · 7 yrs 4 mos
LPL Financial LLC
March 2004 - December 2016 · 12 yrs 9 mos
Hilliard Lyons Asset Management
January 2004 - April 2004 · 3 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
December 2000 - April 2004 · 3 yrs 4 mos
State Registrations27 states
ALAZCACOFLGAIAILINKSKYLAMIMNMOMSNCNMOHOKPATNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keith Jennings - Financial Advisor | TrueAdvisor