Gregory Dennis
Gregory Dennis is a registered investment advisor at United Brokerage Services INC, based in Dunbar, WV, with 26 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,904 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UBS offers investment management through various wrap fee programs. These programs charge a single, all-inclusive fee based on the value of your investments, covering advisory services, trading costs, and custody. The fees do not include the expenses of any underlying exchange traded funds, closed-end funds, or mutual funds in the portfolio. There is a minimum quarterly fee of $250 for the Compass program.
Location
1200 Grosscup Ave, Dunbar, WV, 25064
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Regulatory History (1)
Regulatory
August 2003Other Business Activities
Gregory works as a contractor for the FINRA Office of Dispute Resolution, starting in 2018. He serves as an arbitrator, dedicating time as needed when selected from the roster.
Employment History
Current Registrations
United Brokerage Services INC
United Brokerage Services, INCBroker
Previous Registrations
Investors Capital CORP.Broker
Investors Capital Advisory
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Nationwide Securities, INC.Broker
Nylife Securities INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.