David Scott
David Scott is a registered investment advisor at Axiom Financial Strategies Group, LLC, based in New Albany, IN, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 675 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees may be negotiable.
Fee Estimator
Location
101 W. Spring Street, 5th Floor, New Albany, IN, 47150
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a 100% owner of Niotaze LLC, a holding company, and has ownership stakes in several other businesses, including Spring Street Solutions (insurance and executive compensation structuring), Next Chapter Institute, LLC, Next Chapter Management, LLC, Next Chapter Consulting, LLC, and Syntraxx, LLC. He also dedicates time to teaching and committee work at various institutions.
Employment History
Current Registrations
Axiom Financial Strategies Group, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.