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Michael Maley

46 Years of Experience
Troy, MI
3 Disclosures

Michael Maley is a registered investment advisor at Vima, LLC, based in Troy, MI, with 46 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 897 clients with $150M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
897 clients
Average Client Portfolio
$167K average
Assets Under Management
$150.2M

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.00%
$1M+1.00%

Fees are negotiable for accounts over $1,000,001. The fee schedule varies by financial advisor, but no advisor can charge more than 2.5% per year.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

46 East Square Lake Rd., Troy, MI, 48085

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Customer Dispute
May 1994
Settled
Customer Dispute
March 1992
Award / Judgment
Other Business Activities

Michael operates under the DBA Maley Investment Group since 2010. This appears to be simply a business name registration.

Employment History
Current Registrations
Vima, LLC
July 2014 - Present · 11 yrs 9 mos
Previous Registrations
Liberty Partners Capital Management, LLC
January 2012 - October 2014 · 2 yrs 9 mos
Liberty Partners Financial Services, LLCBroker
December 2011 - October 2014 · 2 yrs 10 mos
LPL Financial LLC
November 2010 - December 2011 · 1 yr 1 mo
LPL Financial LLCBroker
February 2001 - December 2011 · 10 yrs 10 mos
Raymond James & Associates, INC.Broker
June 1998 - March 2001 · 2 yrs 9 mos
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
July 1996 - May 1998 · 1 yr 10 mos
Smith Barney INC.Broker
July 1993 - July 1996 · 3 yrs
Lehman Brothers INC.Broker
November 1979 - July 1993 · 13 yrs 8 mos
State Registrations1 state
MI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.