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CFP
AD
CFP

Anthony Joseph Dorval

26 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$50K
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Location

941 West Morse Boulevard, Suite 125, Winter Park, FL, 32789-3734

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Anthony is an independent insurance agent selling various insurance products, including disability, life, accident, health, LTC, and group dental and life plans. He dedicates a few hours per week to these activities.

Employment History
Current Registrations
Moors & Cabot, INC
September 2013 - Present · 12 yrs 5 mos
Moors & Cabot, INC.Broker
September 2013 - Present · 12 yrs 5 mos
Previous Registrations
New England Securities Corporation
November 2005 - September 2013 · 7 yrs 10 mos
New England SecuritiesBroker
March 2003 - September 2013 · 10 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 1999 - April 2003 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - April 2003 · 4 yrs 1 mo
State Registrations30 states
AKALAZCACOCTFLGAILINKYMAMDMEMIMONCNHNJNMNVNYOHPASCTNTXUTVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Anthony Joseph Dorval - Financial Advisor | TrueAdvisor