Benjamin Chiu-fung Lau

CFA

Apriem Advisors

23 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Apriem Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12 advisors

Number of Clients

967 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$1.2B

Fee Structure

Minimum Investment:$500K

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $5.0M	0.95%
$5.0M - $10.0M	0.75%
$10.0M - $20.0M	0.50%
$20M+	0.50%

Fees negotiable for amounts greater than $20,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

19200 Von Karman Avenue, Suite 1050, Irvine, CA, 92612

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2002

Customer Dispute

October 2001

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Benjamin serves on the board of directors for the CFA Society of Orange County and is the chairman of the investment committee, a role he has held since 2014. The filing does not specify the amount of time Benjamin dedicates to this activity.