Sam Price is a registered investment advisor at Halo Investment Services, LLC, based in Chicago, IL, with 27 years of industry experience. Sam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
200 West Jackson, Suite 1800, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sam is a registered representative with Halo Securities since 2020. Sam is also an investment adviser representative with Halo Investment Services since 2024.
Employment History
Current Registrations
Halo Investment Services, LLC
Halo Securities, LLC
Halo Securities, LLCBroker
Previous Registrations
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
Van Kampen Advisors INC
Van Kampen Funds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.