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Brian Ruane

19 Years of Experience
Broker

Brian Ruane is a registered investment advisor at Bny Advisors, based in Jersey City, NJ, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 95,863 clients with $24B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
IM Fee
Planning only
Assets Under Management
$24.0B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

One Pershing Plaza, Jersey City, NJ, 07399

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a director at Promontory Interfinancial Network, attending meetings a few hours per week. He also owns MRR Design, a decorative accessories business, dedicating minimal time outside of trading hours.

Employment History
Current Registrations
Bny Advisors
August 2016 - Present · 9 yrs 8 mos
Pershing LLC
November 2012 - Present · 13 yrs 5 mos
Pershing LLCBroker
November 2012 - Present · 13 yrs 5 mos
Previous Registrations
Pershing LLCBroker
March 2005 - December 2007 · 2 yrs 9 mos
Bny Clearing Services LLCBroker
March 2001 - January 2004 · 2 yrs 10 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.