TrueAdvisor
TrueAdvisor
JG
JG

Jason Oconner Gantt

Confluence Investment Management LLC
24 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Confluence Investment Management LLC
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
16,135 clients
Average Client Portfolio
$449K average
Assets Under Management
$7.3B

Fee Structure

Financial Planning:Investment management only

Location

Fairfield, CT

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Confluence Investment Management LLC
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Capstone Asset Management Company
May 2006 - February 2017 · 10 yrs 9 mos
Capstone Asset Planning CompanyBroker
January 2006 - February 2017 · 11 yrs 1 mo
Boston Capital Securities, INC.Broker
October 2000 - December 2005 · 5 yrs 2 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.