AG
AG

Aaron Brian Graham

26 Years of Experience
4 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
172 clients
Average Client Portfolio
$612K average
Assets Under Management
$105.3M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.5M1.25%
$2.5M+1.25%

Fees are negotiable for amounts over $2,500,000. Using the previous tier's fee percentage as the starting point for negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2825 East Cottonwood Parkway, Suite 500, Salt Lake City, UT, 84121

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2023
Settled
Customer Dispute
September 2021
Settled
Customer Dispute
April 2019
Denied
Customer Dispute
August 2007
Settled
Other Business ActivitiesSells Insurance

Aaron is a rep/advisor for AG Financial, LLC, providing insurance, financial, and investment advisor services since 2006. He is also an independent insurance agent since 2006.

Employment History
Current Registrations
AG Financial
April 2006 - Present · 19 yrs 10 mos
United Planners' Financial Services of America a Limited PartnerBroker
August 2005 - Present · 20 yrs 6 mos
Previous Registrations
G2 Financial Group, LLC
February 2006 - April 2006 · 2 mos
Raymond James Financial Services
June 2004 - May 2005 · 11 mos
Raymond James Financial Services, INC.Broker
January 2004 - May 2005 · 1 yr 4 mos
UBS Financial Services INC.
October 2001 - February 2004 · 2 yrs 4 mos
UBS Financial Services INC.Broker
August 2001 - February 2004 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
February 1999 - September 2001 · 2 yrs 7 mos
State Registrations14 states
AZCACOIDILMNMTNCNVORTXUTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.