Aaron Graham is a registered investment advisor at AG Financial, based in Salt Lake City, UT, with 26 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 188 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M+ | 1.25% |
Fees are negotiable for accounts over $2,500,000.
Fee Estimator
Location
2825 East Cottonwood Parkway, Suite 500, Salt Lake City, UT, 84121
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2023Customer Dispute
September 2021Customer Dispute
April 2019Customer Dispute
August 2007Other Business ActivitiesSells Insurance
Aaron is a rep/advisor for AG Financial, LLC, providing insurance, financial, and investment advisor services since 2006. He is also an independent insurance agent since 2006.
Employment History
Current Registrations
AG Financial
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
G2 Financial Group, LLC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential Securities IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.