Carl Johnson
Carl Johnson is a registered investment advisor at International Assets Investment Management, LLC, based in Madison, WI, with 23 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
708 Heartland Trl, Madison, WI, 53717
Get directionsHistory
Regulatory History (7)
Regulatory
May 2022Regulatory
August 2021Regulatory
July 2021Regulatory
December 2020Regulatory
October 2020Regulatory
December 2019Criminal
November 2017Other Business ActivitiesSells Insurance
Carl owns farmland and receives rental income, dedicating minimal time to this activity. He is also a 50% owner of Beans and Greens, LLC, selling seed and designing food plot programs, which takes about 10-20% of his time. Additionally, Carl is an agent for fixed insurance through Arrow Advisors.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.