Dev Dinesh Shah

Blackrock Financial Management, INC

23 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Blackrock Financial Management, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

38 advisors

Number of Clients

1,309 clients

Average Client Portfolio

$1.0B average

Assets Under Management

$1327.9B

Location

50 Hudson Yards, New York, NY, 10001

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Blackrock Financial Management, INC

May 2012 - Present · 13 yrs 9 mos

Blackrock Investments, LLCBroker

March 2012 - Present · 13 yrs 11 mos

Previous Registrations

Riversource Investments

February 2009 - June 2009 · 4 mos

Riversource Fund Distributors, INC.Broker

January 2009 - May 2009 · 4 mos

Riversource Distributors, INC.Broker

June 2007 - January 2009 · 1 yr 7 mos

Rydex Distributors, INC.Broker

April 2002 - May 2007 · 5 yrs 1 mo

Morgan Stanley Dw INC.Broker

July 1999 - April 2002 · 2 yrs 9 mos

Nylife Securities INC.Broker

December 1998 - May 1999 · 5 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.