SC
SC

Summer J. Cavalier

25 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
95,863 clients
Average Client Portfolio
$250K average
Assets Under Management
$24.0B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50.0M0.50%
$50.0M - $100.0M0.40%
$100M+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1800 American Blvd., Suite 300 - Pod D, Pennington, NJ, 08534

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pershing LLC
June 2009 - Present · 16 yrs 8 mos
Bny Advisors
June 2009 - Present · 16 yrs 8 mos
Pershing LLCBroker
June 2009 - Present · 16 yrs 8 mos
Previous Registrations
Rittenhouse Asset Management, INC.
November 2008 - November 2008 · 0 mos
Nuveen Investments, LLCBroker
August 2008 - November 2008 · 3 mos
Charles Schwab & CO., INC.Broker
May 2000 - July 2008 · 8 yrs 2 mos
Vanguard Marketing CorporationBroker
August 1999 - March 2000 · 7 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Summer J. Cavalier - Financial Advisor | TrueAdvisor