Carman Hicks
Carman Hicks is a CFP-designated registered investment advisor at Hicks & Associates Wealth Management, LLC, based in Cary, NC, with 27 years of industry experience. Carman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 162 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hicks & Associates manages investment accounts for a fee based on a percentage of the value of your portfolio. The annual fee ranges from 0.30% to 2.00%. The fee is calculated on the last trading day of the previous month and billed monthly in advance. Fees may be negotiable in certain circumstances, including larger accounts.
Location
1145 Executive Circle, Suite C, Cary, NC, 27511
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carman engages in fiduciary activities, acting as an attorney-in-fact, trustee, conservator, guardian, executor, or personal representative since 2013. This requires minimal time each month.
Employment History
Current Registrations
Hicks & Associates Wealth Management, LLC
Previous Registrations
Wealthshield Partners, LLC
Wealthshield Partners, LLC
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.