AL
CFP
AL
CFP

Aaron Daniel Lucero

26 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
7,580 clients
Average Client Portfolio
$578K average
Assets Under Management
$4.4B

Fee Structure

Minimum Investment:$50K
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Location

One Financial Plaza 501 North Broadway, St. Louis, MO, 63102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a managing member at Terra Firma Wealth Management, providing investment management and financial planning, dedicating full-time hours. He also serves as a co-trustee for Terra Firma 401K, a board member for Coupeville Historic Waterfront Association, a managing member for Three Strand Cord Holdings, LLC, and a softball coach for Coupeville School District, each requiring minimal time.

Employment History
Current Registrations
Stifel Independent Advisors, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Stifel Independent Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2015 - February 2022 · 6 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2015 - February 2022 · 6 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2012 - August 2015 · 3 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
June 2012 - August 2015 · 3 yrs 2 mos
Edward Jones
August 2009 - May 2012 · 2 yrs 9 mos
Edward JonesBroker
August 2009 - May 2012 · 2 yrs 9 mos
AXA Advisors, LLC
August 2007 - August 2009 · 2 yrs
AXA Advisors, LLCBroker
May 2006 - August 2009 · 3 yrs 3 mos
Scottrade, INC.Broker
August 1999 - May 2006 · 6 yrs 9 mos
State Registrations24 states
ALAZCACODCFLHIIDILMDMEMNMOMTNCNMNVOHORTNTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.