KV
KV

Kimberly a Vaughn

24 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
106 clients
Average Client Portfolio
$797K average
Assets Under Management
$84.5M

Fee Structure

Minimum Investment:$25K
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Location

1900 NW Expressway, Suite 1450, Oklahoma City, OK, 73118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kimberly is a registered representative at B.B. Graham & Co. and an investment advisor representative at Leonard Investment Advisors, dedicating full-time and about a quarter of her time, respectively. She also owns Kav Investments, LLC to manage personal assets and works as an insurance agent at Leonard Agency Inc., spending minimal time on each, and is an Oklahoma Notary Public.

Employment History
Current Registrations
Leonard Investment Advisors INC.
November 2019 - Present · 6 yrs 3 mos
B.B. Graham & Company, INC.
March 2019 - Present · 6 yrs 11 mos
B.B. Graham & Company, INC.Broker
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
February 2002 - February 2019 · 17 yrs
RBC Capital Markets, LLCBroker
September 2001 - February 2019 · 17 yrs 5 mos
UBS Painewebber INC.Broker
September 2001 - October 2001 · 1 mo
State Registrations4 states
LAMSOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.