KG
KG

Kenneth Richard Garber

26 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
160 clients
Average Client Portfolio
$3.8M average
Assets Under Management
$605.0M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.20%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.85%
$10M+0.70%

All fees are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

201 State Street, Greensboro, NC, 27408

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is Vice President of Client Services at Stanley Benefit Services, Inc., administering pension plans and dedicating about 40% of his time. He is also a Registered Representative for Intercarolina Financial Services, Inc. and an IA Representative for Fund Direct Advisors, Inc., spending about 10% of his time at each.

Employment History
Current Registrations
Fund Direct Advisors INC.
January 2020 - Present · 6 yrs 1 mo
Intercarolina Financial Services, INC.Broker
December 1998 - Present · 27 yrs 2 mos
Intercarolina Financial Services, INC.
December 1998 - Present · 27 yrs 2 mos
Previous Registrations
Fund Direct Advisors INC.
January 2014 - December 2019 · 5 yrs 11 mos
Fund Direct Advisors INC.
November 2011 - December 2013 · 2 yrs 1 mo
Intercarolina Financial Services, INC.
November 2005 - October 2010 · 4 yrs 11 mos
State Registrations3 states
NCSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Kenneth Richard Garber - Financial Advisor | TrueAdvisor