Evan Hershey is a registered investment advisor at Caldwell Sutter Capital, INC., based in Sausalito, CA, with 27 years of industry experience. Evan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 546 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Caldwell Sutter Capital's fees for managing your investments vary depending on the investment strategy and the type of assets in your portfolio.
For the CS Value strategy:
- Fixed income securities, limited partnerships, and other private funds: 0.5% per year
- ETFs and closed-end funds: 1% per year
- Individually researched equities: 1.5% per year
For the CS Strategic Diversified strategy, the annual fee ranges from 0.15% to 1.5% based on the total value of your portfolio and the complexity of services.
Location
30 Liberty Ship Way #3225, Sausalito, CA, 94965-3324
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2023Other Business Activities
Evan owns a rental property managed by a rental agency. He also refers prospective borrowers to lenders through Bicentennial Capital, dedicating minimal time to this investment-related activity.
Employment History
Current Registrations
Caldwell Sutter Capital, INC.
Caldwell Sutter Capital, INC.Broker
Previous Registrations
Nbc Securities, INC.Broker
Nbc Securities, INC.
Umpqua Investments, INC.
Umpqua Investments, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
UBS Painewebber INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.