Barry Toole is a registered investment advisor, based in Santa Barbara, CA, with 25 years of industry experience.
Location
24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
November 2012Other Business Activities
Barry is a managing member of Happy Hooker Brands, LLC, a novelty gift company. He manages the day-to-day operations of the business, dedicating a few hours per week to this endeavor.
Employment History
Current Registrations
World Investments, LLC
August 2024 - Present · 1 yr 8 mos
World Investments, LLCBroker
August 2024 - Present · 1 yr 8 mos
World Investment Advisors, LLC
March 2016 - Present · 10 yrs 1 mo
Previous Registrations
Pensionmark Securities, LLCBroker
December 2025 - January 2026 · 1 mo
Pensionmark Securities, LLCBroker
May 2017 - October 2025 · 8 yrs 5 mos
Capfinancial Securities, LLC.Broker
March 2016 - December 2017 · 1 yr 9 mos
J. W. Cole Advisors, INC.
January 2014 - March 2016 · 2 yrs 2 mos
J.W. Cole Financial, INC.Broker
October 2013 - October 2016 · 3 yrs
Independent Financial Partners
March 2011 - December 2012 · 1 yr 9 mos
LPL Financial Corporation
May 2008 - December 2010 · 2 yrs 7 mos
LPL Financial LLCBroker
May 2008 - November 2012 · 4 yrs 6 mos
Invest Financial Corporation
September 2006 - November 2007 · 1 yr 2 mos
Invest Financial CorporationBroker
August 2006 - November 2007 · 1 yr 3 mos
Signal Securities, INC.
January 2006 - August 2006 · 7 mos
Signal Securities, INC.Broker
January 2006 - August 2006 · 7 mos
Invest Financial Corporation
December 2005 - January 2006 · 1 mo
Invest Financial CorporationBroker
August 2005 - January 2006 · 5 mos
Gunnallen Financial, INCBroker
July 2004 - August 2005 · 1 yr 1 mo
Gunnallen Financial, INCBroker
June 2003 - July 2004 · 1 yr 1 mo
Signal Securities, INC.Broker
April 2002 - June 2003 · 1 yr 2 mos
E*trade Securities, IncorporatedBroker
September 2001 - April 2002 · 7 mos
Sws Securities INC.Broker
June 2000 - August 2001 · 1 yr 2 mos
1 800daytrade.com, INC.Broker
April 2000 - April 2000 · 0 mos
AmeritradeBroker
May 1999 - March 2000 · 10 mos
1 800daytrade.com, INC.Broker
December 1998 - March 1999 · 3 mos
Olde Discount CorporationBroker
October 1998 - December 1998 · 2 mos
State Registrations6 states
CAFLMTNHSDWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.